Case Studies

Real governance implementations across Financial Services, Healthcare, Enterprise Technology, Professional Services, and Public Sector. 100% audit pass rate. Defensible outcomes.

Proven Results

Governance That Actually Works

These aren't theoretical case studies. These are real implementations where AI governance passed regulatory scrutiny, satisfied auditors, and enabled AI deployment at velocity.

UK Investment Bank - Dual Regulatory Compliance

Challenge: Deploy AI trading algorithms under both EU AI Act (high-risk classification) and FCA/PRA model risk requirements. Needed single governance framework satisfying both regulators without duplicate programs.

Result: 8 high-risk AI systems governed, 6-month implementation, 100% dual audit pass, avoided £150K+ duplicate compliance costs

Single risk classification methodology satisfying both EU AI Act Annex III and PRA SS1/23
Integrated documentation meeting Article 11 technical files and FCA algorithmic accountability
SMCR Individual Accountability evidence for Senior Managers with AI oversight responsibilities
Passed both EU AI Act conformity assessment and FCA model risk validation on first attempt

Medical Device Company - ISO 42001

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The Challenge

AI-powered diagnostic imaging tools needed ISO 42001 certification to satisfy enterprise healthcare buyers—without disrupting existing ISO 13485 medical device certification.

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The Result

3 AI systems certified, 14 weeks gap-to-certification, 100% Stage 2 audit pass, integrated with ISO 13485/MDR without disruption, £52K investment.

SaaS Platform - IBM watsonx.governance

Multi-tenant AI governance for 200+ enterprise customers

Challenge: Enterprise SaaS platform with 15 AI features needed governance transparency customers could audit. Procurement teams demanded evidence of AI control before contract renewal.

Solution: IBM watsonx.governance implementation with customer-visible audit trails, approval workflows, and model lineage tracking. Made governance a competitive differentiator.

Result: 15 AI features governed, 10-week implementation, 200+ customers with audit access, £68K investment, 30% shorter sales cycles due to governance transparency.

Key Win: Governance visibility became sales enablement—prospects could validate AI controls during evaluation, accelerating procurement cycles significantly.

Big 4 Consulting Firm - Agentic AI Red Team

Challenge: Internal agentic AI assistant for client research with access to confidential data. Needed OWASP Agentic AI Top 10 security validation before production deployment.

Result: 12 critical vulnerabilities found (agent hijacking, tool misuse, memory poisoning), 4-week assessment, 100% remediation, prevented catastrophic production incident

Agent hijacking scenario: External prompts could redirect assistant to exfiltrate client data
Tool misuse: Assistant could escalate database access beyond read-only permissions
Memory poisoning: Adversarial context injection could corrupt assistant knowledge base
Kill-switch validation: Emergency shutdown mechanisms tested and hardened

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